ComplianceFlow keeps a wealth firm’s compliance records in Salesforce. Client papers, risk answers, trades, review items, money-laundering checks, complaints and client messages each get their own record, tied to the client. Two automatic checks flag what needs a person. One dashboard shows the compliance lead what is open.
Each client paper, such as an ID or a risk form, is its own record, tied to the client. It counts the days until the paper runs out and marks it expired on its own. A list shows the papers that run out in the next month. Nobody can mark a paper as received or checked without an end date.
When someone saves a trade, ComplianceFlow checks the product’s risk against the client’s latest risk profile. It also checks that the client has at least one current paper. If a check fails, it marks the trade for review, adds a note, and opens a review item due in a week. It does not stop the trade. It puts it in front of a person, and nobody can close the review item without writing notes.
When your team logs a talk with a client, they pick the channel. Text and WhatsApp messages are flagged at once. LinkedIn and other apps go to review. Either way, a review task is made. ComplianceFlow does not read anyone’s phone. Your team logs the message, and the record makes sure it is seen.
It runs on standard Salesforce records. It is built for a wealth firm.
A working Salesforce org with made-up clients, no slides. You see a client with expired papers, a trade flagged as you watch, and a WhatsApp message flagged as it is logged.
Book a time and we set up the walk in a working org within a few business days of booking. The walk is for wealth firms. Insurance brokerages, professional services firms and field service companies: ask about yours.
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All prices are in Canadian dollars.
$3,500fixed, plus tax. Two to three weeks.
Your industry’s model, stages, rules, reports and one dashboard, built and walked with you.
Priced by record count, from$2,500plus tax: one fixed number and a fixed number of days, written before we start.
Your records in, clean records out: duplicates, dead fields, broken automations, with a written report of what changed.
$1,950fixed, plus tax. Five business days.
Your readiness score checked in your org, the data and rules put in shape, and the setup Agentforce needs before you switch it on.
$900 or $1,650a month, plus tax. Three-month start, then month to month.
Six or twelve senior hours a month, billed on the first. Hours you do not use do not carry over.
Half before we start, half at the walkthrough. Read-only until you sign off the fix list. You back up first. Nothing changes in your org without your written yes. Salesforce licences are not in these prices.